FRAUD*FRAUD*FRAUD*FRAUD!!!!!!!
VIOLATION: 1934 15C6-1; "No broker can be INVOLVED IN A TRANSACTION which takes longer than 3 DAYS".....if your broker sits on your cert request, he is also in violation of 15USC CHAPTER 2A SUB. i, 77q...IF~HE STATES YOUR CERT ORDER HAS GONE TO THE TA*AND* YOU CALL THE TA TO VERIFY*AND* THE TA SAYS THEY HAVE NEVER RECIEVED YOUR CERT ORDER---"A BROKER MAY NOT USE INTERSTATE COMMERCE TO COMMIT FRAUD"
If your broker tells you that he has not broken these statutes, ask for HIS RECORD to PROVE HE HAS NOT, they are supposed to keep records, the brokerage SUPPOSEDLY sold you SOMETHING...If your broker cannot furnish you with this record, or says that it does not exist, he is in VIOLATION of this STATUTE and has COMMITED FRAUD!!!
TITLE 15-80A-12 states:" if you ARE NOT AN UNDERWRITER,YOU MAY NOT ENTER A SHORT POSITION"
144's- this was picked out of an old OVIS financial, the new financials will define this issue. REGARDLESS, BETWEEN THE FOUNDATION, CALVARY & CARTEL, WHO CARES!!! IT'S COVERED!!!! EVEN IF THE 144's come into play, ITS' COVERED!!!
DON't be fooled by Kugler & co. The NASD is well aware of his postings and of the statutes I cited here! CALL YOUR LOCAL NASD OFFICE AND TALK TO THEM!!! If you're a shakey investor, SELL!!! WRITE THE NASD, THE BROKERS ARE COMMITING FRAUD!!! LETS' CERTIFY THE FLOAT!!!! This 144 issue is Kugler grasping at straws and , frankly, it surprises me that any RMIL longs have patronized him this far....GET YOUR CERTS!!!, Pugs |
