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Microcap & Penny Stocks : Stratcomm Media, Ltd., (otc bb: SMMM)
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To: Arcane Lore who wrote (6)11/5/1999 3:41:00 PM
From: Arcane Lore  Read Replies (1) of 29
 
PUBLIC ADMINISTRATIVE AND CEASE AND DESIST PROCEEDINGS INSTITUTED AGAINST INDIVIDUAL FOR SELLING UNREGISTERED SECURITIES AND ACTING AS A BROKER WITHOUT REGISTRATION

On November 4, the Commission instituted public administrative and cease and desist proceedings, pursuant to Section 8A of the Securities Act of 1933 (Securities Act) and Sections 15(b)(6), 19(h) and 21C of the Securities Exchange Act of 1934 (Exchange Act), against Respondent Jerry C. Berman for willfully violating, and committing or causing violations of, Section 5 of the Securities Act and Section 15(a)(1) of the Exchange Act.

The Division of Enforcement alleged that Respondent, as a consultant to Stratcomm Media Ltd. (Stratcomm) and Corporate Relations Group, Inc. (CRG) its wholly-owned subsidiary, sold more than 310,000 shares of Stratcomm common stock in violation of the registration provision of the federal securities laws, earning commissions from Stratcomm and CRG of over $50,000. Stratcomm had not filed a registration statement concerning these common stock sales, nor was there a registration statement in effect or an exemption from registration available to Stratcomm. Moreover, Respondent was not registered as a broker. (Rel. 33-7768; 34-42107; File No. 3-10092)

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