TO ALL:
DATEK ONLINE BROKERAGE SERVICES CORP. ...................... 57,500
DATEK GOT 57500 SHARES. IS ANYONE GOT SHARES FROM DATEK?
JimmyLiu
GOLDMAN SACHS GROUP INC IPO
Number of
U.S. Underwriters Shares
----------------- ---------
<S> <C>
Hoak Breedlove Wesneski & Co. .............................. 124,200
William R. Hough & Co. ..................................... 124,200
Howard, Weil, Labouisse, Friedrichs Incorporated............ 124,200
Jackson Securities Incorporated............................. 124,200
Janney Montgomery Scott Inc. ............................... 124,200
Jefferies & Company, Inc. .................................. 124,200
Johnston, Lemon & Co. Incorporated.......................... 124,200
C.L. King & Associates, Inc. ............................... 124,200
Kirkpatrick, Pettis, Smith, Polian Inc. .................... 124,200
Ladenburg, Thalmann & Co. Inc. ............................. 124,200
Laidlaw Global Securities, Inc. ............................ 124,200
Lam Securities Investments, Inc. ........................... 124,200
Loop Capital Markets, LLC................................... 124,200
Mesirow Financial, Inc. .................................... 124,200
Morgan Keegan & Company, Inc. .............................. 124,200
Needham & Company, Inc. .................................... 124,200
Ormes Capital Markets, Inc. ................................ 124,200
Parker/Hunter Incorporated.................................. 124,200
Pennsylvania Merchant Group................................. 124,200
Petrie Parkman & Co., Inc. ................................. 124,200
Pryor & Company, LLC........................................ 124,200
Ragen MacKenzie Incorporated................................ 124,200
Raymond James & Associates, Inc. ........................... 124,200
The Robinson-Humphrey Company, LLC.......................... 124,200
SBK Brooks Investment Corp. ................................ 124,200
Sanders Morris Mundy........................................ 124,200
Sandler O'Neill & Partners, L.P. ........................... 124,200
Sands Brothers & Co., Ltd. ................................. 124,200
Seasongood & Mayer.......................................... 124,200
Simmons & Company International............................. 124,200
SWM Securities, Inc. ....................................... 124,200
SoundView Technology Group, Inc. ........................... 124,200
Southwest Securities, Inc. ................................. 124,200
Sterne, Agee & Leach, Inc. ................................. 124,200
Sturdivant & Co., Inc. ..................................... 124,200
SunTrust Equitable Securities Corporation................... 124,200
Sutter Securities Incorporated.............................. 124,200
C.E. Unterberg, Towbin...................................... 124,200
Volpe Brown Whelan & Company, LLC........................... 124,200
Walton Johnson & Company.................................... 124,200
Wedbush Morgan Securities................................... 124,200
The Williams Capital Group, L.P. ........................... 124,200
B.C. Ziegler and Company.................................... 124,200
Ameritrade, Inc. ........................................... 57,500
DATEK ONLINE BROKERAGE SERVICES CORP. ...................... 57,500
</TABLE>
U-3
<PAGE> 159
<TABLE>
<CAPTION>
Number of
U.S. Underwriters Shares
----------------- ---------
<S> <C>
E*Offering Corp. ........................................... 57,500
GS-Online LLC............................................... 57,500
Charles Schwab & Co., Inc. ................................. 57,500
Wit Capital Corporation..................................... 57,500
----------
Total....................................................... 55,200,000 |
