Biotech / Medical : NNVC - NanoViricides, Inc.
NNVC 0.865-0.3%2:35 PM EDTNews

 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  
To: donpat who wrote (9581)1/1/2018 11:28:12 AM
From: drkaz  Read Replies (1) of 9988
My guess don would be 'yes' - if that person is a registered investment advisor anyway.
Would a registered investment advisor include a message board poster who receives stock for promoting/shilling that stock on message boards like this one and iHub?
If they are not 'registered' and they have been doing such promoting/shilling/bashing, then my guess is that they would be in violation of other SEC rules.

Unless NNVC springing for a sandwich and soda, and a couple of passable cups of coffee when I visited the plant in Shelton in May, 2015 counts as compensation, I've never received any compensation from anybody for what I write on these message boards. And outside of a few stocks/companies where I have done some significant digging on my own where I share opinions and some of my insights - I don't direct anybody's investments other than my own - so I am certainly not an 'investment advisor'- registered or otherwise.

Just thought that the topic itself might be interesting in light of what some of us have seen being done for many years now through this venue.
Report TOU ViolationShare This Post
 Public ReplyPrvt ReplyMark as Last ReadFilePrevious 10Next 10PreviousNext  

Copyright © 1995-2018 Knight Sac Media. All rights reserved.Stock quotes are delayed at least 15 minutes - See Terms of Use.