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Technology Stocks : WDC, NAND, NVM, enterprise storage systems, etc.
WDC 90.88-0.5%5:20 PM ESTNews

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To: Art Bechhoefer who wrote (3062)11/9/2017 10:51:08 AM
From: SiliconAlley   of 3189
 
Those who give specific advice on buying and selling stocks are termed investment advisors and must be registered as investment advisors with the SEC.

Nonsense! Subject to certain limited exclusions discussed below, Section 202(a)(11) of the Advisers Act generally defines an "investment adviser" as any person or firm that: (1) for compensation; (2) is engaged in the business of; (3) providing advice, making recommendations, issuing reports, or furnishing analyses on securities, either directly or through publications. A person or firm must satisfy all three elements to be regulated under the Advisers Act.

See sec.gov
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